• Daniel Lawlor

Special Podcast Series: #First18 – Legal

Updated: Sep 1, 2019

The Aquest Podcast: #First 18 Special Series

Part 6 – Legal issues new mancos have to overcome

In the run up to the launch of our Special Report #First18: From Survive to Thrive, we have a special series of podcasts where we chat to industry experts about the key topics covered by the report.

In Part 6, my co-hosts are Peter Stapleton and Karen Killalea of Maples Group and we chat about:

  1. The legal aspects of the authorisation process and re-papering existing prospectuses, contracts, etc.

  2. Employment law and the key issues to bear in mind when relocating staff or hiring new staff

  3. Future legal developments coming down the tracks

Many thanks to Peter and Karen for co-hosting.

Enjoy Part 6 and look out for the Final Part on legacy mancos which will be available next week!


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About Aquest

Advisory Firm and Virtual Academy for Regulated Financial Services firms wanting access to insights, training and guidance on how to be Regulator Intelligent from authorisation to sanctions, new legislation, and everything in between.


Regulator Intelligent; improving your relation with the Regulator. 


Programmes for Banks, Admins, Depos, ManCos spanning how to interpret, implement and measure your firm's degree of compliance compared with best practices. 

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Copyright: 2019 Aquest Ltd.

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