You are beginning (or changing) an authorisation process that will see you authorised under UCITS and AIFMD regimes.
You want to ensure that your operational structure and governance arrangements are compliant with CP86, UCITS and AIFMD. That they meet the Central Bank's expectations and adhere to best practice.
You want complete clarity among your stakeholders; directors, organisational effectiveness director, Designated Persons, Senior Leadership team and company secretarial team) about their roles, regulatory obligations and expectations.
Design today with the end in mind.
Complete Clarity across the Leadership Team of roles, regulatory responsibilities, reporting lines and escalation procedures.
Regulator Intelligent Status means far more than just avoiding compliance issues and related fines, but adds value commercially to the business.
Fully compliant operational structure and supporting governance arrangements that adhere to best practices.
THE CP86 IMPLEMENTATION ADVISORY PROGRAMME
Objectives, Outcomes & Value
MEET YOUR FACILITATOR
As the former head of the Central Bank’s Funds Policy Team and the Central Bank of Ireland’s Project Lead on CP86, Daniel was involved in designing, drafting and implementing regulatory initiatives affecting the funds industry from 2010 to 2017.
With an intimate knowledge of CP86 coupled with the perspective of an ex-regulator, Daniel is in a unique position to help firms improve their relationship with the financial regulator by becoming Regulator Intelligent.
Before joining the Central Bank, Daniel worked as an investment funds lawyer for 9 years at William Fry, one of Ireland’s leading law firms.
Today, Daniel is MD of Aquest; a boutique firm dedicated to improving your experience with the financial regulator.