REGULATORY COUNSEL RETAINER

This programme covers both technical and industry expertise.

About Aquest

Advisory Firm and Virtual Academy for Regulated Financial Services firms wanting access to insights, training and guidance on how to be Regulator Intelligent from authorisation to sanctions, new legislation, and everything in between.

Services

Regulator Intelligent; improving your relation with the Regulator. 

 

Programmes for Banks, Admins, Depos, ManCos spanning how to interpret, implement and measure your firm's degree of compliance compared with best practices. 

Contact us

To book a programme, workshop, keynote email Anne@Aquest.ie

To have Daniel Lawlor speak at your event, please email Anne@Aquest.ie

To join our Online Academy, email Anne@Aquest.ie

11 Wynnefield Road, Dublin 6, Ireland

Anne@Aquest.ie // +353 87 391 0379 

Copyright: 2019 Aquest Ltd.

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  • Daniel Lawlor

#WWRD - Episode 10 - Legal Counsel vs. Regulatory Counsel



In this episode of #WWRD, I talk about the

difference between a Legal and a Regulatory counsel. Watch this video as I share my thoughts on how the approach of a legal counsel differs from that of a regulator's.


This #WWRD episode covers two perspectives:

1. Regulator's perspective

2. Legal counsel's perspective




#WWRD queries and comments can be submitted to anne@aquest.ie in full confidence.


If you fancy a little more than a 4-minute answer on a subject, perhaps our Lunch & Learn is a better fit? We run these on the 2nd, 3rd, and 4th Monday of each month. Full details can be found here.




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