#WWRD - Episode 5 - Risk Mitigation Programmes #RMP - should I be worried?

Updated: Dec 12, 2019




We received a query through our #WWRD - [What Would the Regulator Do] channel. A query that is gaining popularity no doubt because of CP86 and SFTR on the horizon.


This #WWRD episode covers three perspectives:


1. Regulator's perspective

2. Firm's perspective

3. Employee's perspective


#WWRD - Risk Mitigation Programmes (RMP) - Should I be worried?

#WWRD queries and comments can be submitted to shannon at aquest dot ie in full confidence.


If you fancy a little more than a 3-minute answer on a subject, perhaps our Lunch & Learn is a better fit? We run these on the 2nd, 3rd, and 4th Monday of each month. Full details can be found here.




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11 Wynnefield Road, Dublin 6, Ireland

Anne@Aquest.ie 

Copyright: 2019 Aquest Ltd.

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