REGULATORY COUNSEL RETAINER

This programme covers both technical and industry expertise.

About Aquest

Advisory Firm and Virtual Academy for Regulated Financial Services firms wanting access to insights, training and guidance on how to be Regulator Intelligent from authorisation to sanctions, new legislation, and everything in between.

Services

Regulator Intelligent; improving your relation with the Regulator. 

 

Programmes for Banks, Admins, Depos, ManCos spanning how to interpret, implement and measure your firm's degree of compliance compared with best practices. 

Contact us

To book a programme, workshop, keynote email Anne@Aquest.ie

To have Daniel Lawlor speak at your event, please email Anne@Aquest.ie

To join our Online Academy, email Anne@Aquest.ie

11 Wynnefield Road, Dublin 6, Ireland

Anne@Aquest.ie // +353 87 391 0379 

Copyright: 2019 Aquest Ltd.

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#WWRD - Episode 5 - Risk Mitigation Programmes #RMP - should I be worried?

Updated: Dec 12, 2019




We received a query through our #WWRD - [What Would the Regulator Do] channel. A query that is gaining popularity no doubt because of CP86 and SFTR on the horizon.


This #WWRD episode covers three perspectives:


1. Regulator's perspective

2. Firm's perspective

3. Employee's perspective


#WWRD - Risk Mitigation Programmes (RMP) - Should I be worried?

#WWRD queries and comments can be submitted to shannon at aquest dot ie in full confidence.


If you fancy a little more than a 3-minute answer on a subject, perhaps our Lunch & Learn is a better fit? We run these on the 2nd, 3rd, and 4th Monday of each month. Full details can be found here.




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