Updated: Dec 12, 2019
We received a query through our #WWRD - [What Would the Regulator Do] channel. A query that is gaining popularity no doubt because of CP86 and SFTR on the horizon.
This #WWRD episode covers three perspectives:
1. Regulator's perspective
2. Firm's perspective
3. Employee's perspective
#WWRD - Risk Mitigation Programmes (RMP) - Should I be worried?
#WWRD queries and comments can be submitted to shannon at aquest dot ie in full confidence.
If you fancy a little more than a 3-minute answer on a subject, perhaps our Lunch & Learn is a better fit? We run these on the 2nd, 3rd, and 4th Monday of each month. Full details can be found here.