Regulated Financial Service Providers in Ireland are required to comply with the Fitness & Probity regime. This includes ensuring that only fit and proper persons are appointed to carry out Control Functions and ensuring that F&P obligations are complied with on an ongoing basis after someone has been appointed.
RFSPs need to understand the background and purpose of the F&P regime generally and their ongoing obligations specifically. Armed with that knowledge, they need to design, implement and test a F&P compliance framework that ensures they stay on the right side of their F&P obligations.
FITNESS AND PROBITY ASSESSMENT - INTENSIVE PROGRAMME
Objectives, Measures of Success & Value
MEET YOUR FACILITATOR
This programme is delivered by Daniel Lawlor, Lead Advisor at Aquest. Daniel is the former Head of Funds Policy Team at the Central Bank of Ireland and, before that, Funds Lawyer at William Fry. He has 17 years’ experience in the financial services industry which was gained both from as a funds lawyer and financial regulator.