REGULATORY COUNSEL RETAINER

This programme covers both technical and industry expertise.

About Aquest

Advisory Firm and Virtual Academy for Regulated Financial Services firms wanting access to insights, training and guidance on how to be Regulator Intelligent from authorisation to sanctions, new legislation, and everything in between.

Services

Regulator Intelligent; improving your relation with the Regulator. 

 

Programmes for Banks, Admins, Depos, ManCos spanning how to interpret, implement and measure your firm's degree of compliance compared with best practices. 

Contact us

To book a programme, workshop, keynote email Anne@Aquest.ie

To have Daniel Lawlor speak at your event, please email Anne@Aquest.ie

To join our Online Academy, email Anne@Aquest.ie

11 Wynnefield Road, Dublin 6, Ireland

Anne@Aquest.ie // +353 87 391 0379 

Copyright: 2019 Aquest Ltd.

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  • Daniel Lawlor

AQUEST Tutorial – SFTR Explained

The first on-line tutorial of 2019 will focus on the Securities Financing Transactions Regulation (SFTR).


We will look at the background and context for the SFTR which was one of a number of regulatory initiatives introduced in response to the financial crisis of 2008.  We will take a look at how it impacts investment funds specifically and will go through the rules and guidance relevant to the funds industry.


Aquest Tutorial – SFTR Explained will be take place at 12 noon (Irish time) on Tuesday 29 January 2019.


Access to this Aquest Tutorial is free for members who can log-in here:  Login

Not a member?  No worries! You can sign up for a 30 day free trail here: Free Trial



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