REGULATORY COUNSEL RETAINER

This programme covers both technical and industry expertise.

About Aquest

Advisory Firm and Virtual Academy for Regulated Financial Services firms wanting access to insights, training and guidance on how to be Regulator Intelligent from authorisation to sanctions, new legislation, and everything in between.

Services

Regulator Intelligent; improving your relation with the Regulator. 

 

Programmes for Banks, Admins, Depos, ManCos spanning how to interpret, implement and measure your firm's degree of compliance compared with best practices. 

Contact us

To book a programme, workshop, keynote email Anne@Aquest.ie

To have Daniel Lawlor speak at your event, please email Anne@Aquest.ie

To join our Online Academy, email Anne@Aquest.ie

11 Wynnefield Road, Dublin 6, Ireland

Anne@Aquest.ie // +353 87 391 0379 

Copyright: 2019 Aquest Ltd.

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The Aquest Podcast – Episode 2 with Robert Taylor (Financial Conduct Authority/IOSCO C5)


The Aquest Podcast – Episode 2 with Robert Taylor (Financial Conduct Authority/IOSCO C5)

IOSCO’s work on ETFs, leverage and liquidity management


We chat with Robert Taylor, UK Financial Conduct Authority, about his role as Chair of IOSCO’s C5 Investment Management Committee.  With IOSCO’s work on liquidity management drawing to a close, what can we expect from its review of ETFs and leverage?  Tune in to find out!



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